236 Securities Regulations (3)
Discussion - 3 hours. Regulation of the distribution of securities under the Securities Act of 1933 and SEC Rules adopted thereunder, registration and reporting provisions of the 1934 Securities Exchange Act. Coverage includes detailed examination of the registration process, definitional problems, exemptions from registration, resale of restricted securities, civil liability, indemnification and contribution.
Prerequisite: 215 Business Associations or instructor consent.
Final Assessment: Exam
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