Discussion - 2 units. This is an introductory course into the role of governance, risk management and compliance in business organizations. It will provide a foundational understanding of this increasingly growing and complex area, and of the common legal and regulatory frameworks underpinning effective corporate risk and compliance programs.
This course will examine the characteristics and elements of a good risk management and compliance program using case studies to understand effectiveness of compliance programs. Examples of case studies may include: Enron and the collapse of Arthur Anderson, Wells Fargo bank account scandal and subsequent Consumer Financial Protection Bureau investigation, Boeing 737 Max plane crashes and subsequent U.S. Justice Department’s Investigation. The course will also consider public policy and social responsibility issues as well.
Pre-requisite/Co-Requisite: Law 215 Business Associations
Final Assessment: Paper
Grading Mode: Letter Grading
Graduation Requirements: May satisfy Advanced Writing Requirement with instructor's permission.