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236B Securities Regulation II (2)

Discussion - 2 hours. Principal focus is the Securities Exchange Act of 1934 and the regulation of securities markets. Topics covered include regulation of securities markets and securities professionals, responsibilities of securities lawyers, continuous reporting, transnational securities fraud, and enforcement of the securities acts.

Prerequisite: 215 Business Associations or instructor consent. 236A Securities Regulation I recommended.
Classroom Policies: This course has an attendance policy.

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